SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
750 LEXINGTON AVENUE, 30TH FLOOR |
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(Street)
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2. Issuer Name and Ticker or Trading Symbol
Seer, Inc.
[ SEER ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year) 02/01/2021
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Class A Common Stock |
02/01/2021 |
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S |
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252,545 |
D |
$64.153
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5,588,366 |
D
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
750 LEXINGTON AVENUE, 30TH FLOOR |
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(Street)
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1. Name and Address of Reporting Person*
P.O. BOX 165 |
SUITE 4, BOROUGH HOUSE, RUE DU PRE |
(Street)
ST. PETER PORT |
Y7 |
GYI 3JJ |
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1. Name and Address of Reporting Person*
VALLEY PARK, 44, |
RUE DE LA VALLEE |
(Street)
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1. Name and Address of Reporting Person*
VALLEY PARK, 44, |
RUE DE LA VALLEE |
(Street)
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1. Name and Address of Reporting Person*
VALLEY PARK, 44, |
RUE DE LA VALLEE |
(Street)
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1. Name and Address of Reporting Person*
VALLEY PARK, 44, |
RUE DE LA VALLEE |
(Street)
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1. Name and Address of Reporting Person*
VALLEY PARK, 44, |
RUE DE LA VALLEE |
(Street)
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1. Name and Address of Reporting Person*
CLAUDE DEBUSSYLAAN, 46 |
1082 MD AMSTERDAM |
(Street)
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1. Name and Address of Reporting Person*
750 LEXINGTON AVENUE |
30TH FLOOR |
(Street)
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Explanation of Responses: |
Remarks: |
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See Signatures Included in Exhibit 99.1 |
02/03/2021 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 99.1
This Statement on Form 4 is filed by the Reporting Persons listed below.
Name of Designated Filer: INVUS PUBLIC EQUITIES, L.P.
Date of Event Requiring Statement: February 1, 2021.
Issuer Name: Seer, Inc. [SEER]
INVUS PUBLIC EQUITIES, L.P.
By: INVUS PUBLIC EQUITIES ADVISORS, LLC, its general partner
By: /s/ Raymond Debbane
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Name: Raymond Debbane
Title: President
INVUS PUBLIC EQUITIES ADVISORS, LLC
By: /s/ Raymond Debbane
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Name: Raymond Debbane
Title: President
ARTAL TREASURY LIMITED
By: /s/ Keith Le Poidevin
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Name: Keith Le Poidevin
Title: Director
ARTAL INTERNATIONAL S.C.A.
By: ARTAL INTERNATIONAL MANAGEMENT S.A., its managing partner
By: /s/ Anne Goffard
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Name: Anne Goffard
Title: Managing Director
ARTAL INTERNATIONAL MANAGEMENT S.A.
By: /s/ Anne Goffard
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Name: Anne Goffard
Title: Managing Director
ARTAL GROUP S.A.
By: /s/ Anne Goffard
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Name: Anne Goffard
Title: Authorized Person
WESTEND S.A.
By: /s/ Anne Goffard
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Name: Anne Goffard
Title: Managing Director
STICHTING ADMINISTRATIEKANTOOR WESTEND
By: /s/ Amaury Wittouck
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Name: Amaury Wittouck
Title: Sole Member of the Board
MR. AMAURY WITTOUCK
By: /s/ Amaury Wittouck
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