SEC Filing - Investor Relations

View:

SEC FORM 3 SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Invus Public Equities, L.P.

(Last)

(First)

(Middle)

750 LEXINGTON AVENUE

30TH FLOOR

(Street)

NEW YORK

10022

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
12/03/2020

3. Issuer Name and Ticker or Trading Symbol
Seer, Inc. [ SEER ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Series B Convertible Preferred Stock	⁽¹⁾	⁽¹⁾	Class A Common Stock	3,953,381	⁽¹⁾	D⁽²⁾⁽³⁾
Series C Convertible Preferred Stock	⁽⁴⁾	⁽⁴⁾	Class A Common Stock	373,831	⁽⁴⁾	D⁽²⁾⁽³⁾
Series D Convertible Preferred Stock	⁽⁵⁾	⁽⁵⁾	Class A Common Stock	474,478	⁽⁵⁾	D⁽²⁾⁽³⁾
Series D-1 Convertible Preferred Stock	⁽⁶⁾	⁽⁶⁾	Class A Common Stock	249,221	⁽⁶⁾	D⁽²⁾⁽³⁾

1. Name and Address of Reporting Person^*

Invus Public Equities, L.P.

(Last)

(First)

(Middle)

750 LEXINGTON AVENUE

30TH FLOOR

(Street)

NEW YORK

10022

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

Invus Public Equities Advisors, LLC

(Last)

(First)

(Middle)

750 LEXINGTON AVENUE

30TH FLOOR

(Street)

NEW YORK

10022

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

Artal Treasury Ltd

(Last)

(First)

(Middle)

P.O. BOX 165

SUITE 4, BOROUGH HOUSE, RUE DU PRE

(Street)

ST. PETER PORT GYI 3JJ

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

Artal International S.C.A.

(Last)

(First)

(Middle)

VALLEY PARK, 44,

RUE DE LA VALLEE

(Street)

LUXEMBOURG

L-2661

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

Artal International Management S.A.

(Last)

(First)

(Middle)

VALLEY PARK, 44,

RUE DE LA VALLEE

(Street)

LUXEMBOURG

L-2661

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

Artal Group S.A.

(Last)

(First)

(Middle)

VALLEY PARK, 44,

RUE DE LA VALLEE

(Street)

LUXEMBOURG

L-2661

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

Westend S.A.

(Last)

(First)

(Middle)

VALLEY PARK, 44,

RUE DE LA VALLEE

(Street)

LUXEMBOURG

L-2661

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

Stichting Administratiekantoor Westend

(Last)

(First)

(Middle)

CLAUDE DEBUSSYLAAN, 46

1082 MD AMSTERDAM

(Street)

THE NETHERLANDS

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

Minne Pascal

(Last)

(First)

(Middle)

8 CLOS DU BOCAGE, B-1332

(Street)

GENVAL

(City)

(State)

(Zip)

Explanation of Responses:

1. Each share of Series B Convertible Preferred Stock shall automatically convert into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.

2. The shares are held directly by Invus Public Equities, L.P. The general partner of Invus Public Equities, L.P. is Invus Public Equities Advisors, LLC. Artal Treasury Ltd is the managing member of Invus Public Equities Advisors, LLC. Artal Treasury Ltd is a wholly owned subsidiary of the Geneva branch of Artal International S.C.A. The managing partner of Artal International S.C.A. is Artal International Management S.A., which is a wholly owned subsidiary of Artal Group S.A. Westend S.A. is the parent company of Artal Group, S.A., and the majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend ("Stichting").

3. (Continued from Footnote 2) Mr. Pascal Minne is the sole member of the board of Stichting. Each of the Reporting Persons, other than Invus Public Equities L.P., disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such reporting person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Exchange Act, each of the reporting persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.

4. Each share of Series C Convertible Preferred Stock shall automatically convert into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.

5. Each share of Series D Convertible Preferred Stock shall automatically convert into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.

6. Each share of Series D-1 Convertible Preferred Stock shall automatically convert into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.

Remarks:

	Invus Public Equities, L.P., By:Invus Public Equities Advisors, LLC, its General Partner, By: /s/ Raymond Debbane, President	12/03/2020
	Invus Public Equities Advisors, LLC, By: /s/ Raymond Debbane, President	12/03/2020
	Artal Treasury Ltd, By: /s/ Keith LePoidevin, Director	12/03/2020
	Artal International S.C.A., By: Artal International Management S.A., its Managing Partner, By: /s/ Anne Goffard, Managing Director	12/03/2020
	Artal International Management S.A., By: /s/ Anne Goffard, Managing Director	12/03/2020
	Artal Group S.A., By: /s/ Anne Goffard, Authorized Person	12/03/2020
	Westend S.A., By: /s/ Pascal Minne, Director	12/03/2020
	Stitching Administratiekantoor Westend, By: /s/ Pascal Minne, Sole Member of the Board	12/03/2020
	/s/ Pascal Minne	12/03/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.